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Terms and Conditions of Use of the Platform

Terms and Conditions of Use of the Platform

1. INTRODUCTION Please read carefully the terms and conditions set forth below so that you may use the Platform and enjoy the Services through our website (https://bloxs.com.br) or application (https://app.bloxs.com.br/). By using our Platform, the User adheres to the terms described below and agrees that the entire relationship between Bloxs and the User will be governed by these Terms and Conditions, which constitute a binding contract between the User and Bloxs. BEFORE USING THE PLATFORM, THE USER MUST CAREFULLY READ THESE TERMS AND CONDITIONS. THE USER CONFIRMS THAT, UPON REGISTERING AND USING ANY OF THE SERVICES, THEY WILL HAVE READ, UNDERSTOOD, AND ACCEPTED THESE TERMS AND CONDITIONS IN THEIR ENTIRETY. NON-ACCEPTANCE OF THE TERMS AND CONDITIONS SET FORTH HEREIN IMPLIES THE IMPOSSIBILITY OF USING THE SERVICES, AT ANY TIME. Bloxs's tolerance of any User's failure to comply with any obligation set forth in the Terms of Use and the Privacy Policy shall not constitute a waiver of the right to demand compliance with such obligation, nor shall it alter any term or condition contained herein. 2. DEFINED TERMS Terms defined with initial capital letters, whether in the singular or plural, contained in these Terms and Conditions and their annexes shall have the meaning attributed to them in Annex I. 3. ABOUT BLOXS AND THE SERVICES The purpose of Bloxs is to establish, through the Platform, an ecosystem of complete financial solutions, through access to the capital market, allowing, in a digital and simplified manner, the connection between Companies and Investors, enabling the structuring and execution of Public Offerings, as well as providing Users with access to Approved Service Providers necessary for the viability of the Transactions. Through the provision of technology services, we make available: (i) to Companies, the technological apparatus necessary for them to raise capital for the development of their businesses through Public Offerings (sell-side); and (ii) to Investors interested in fostering business opportunities, various investment opportunities (buy-side). The services provided by Bloxs through the Platform, whether directly or through Approved Service Providers, are as follows (collectively, the "Services"): (i) structuring and coordination of Public Offerings, both under CVM Resolution 160 (ordinary and automatic procedures) and under CVM Resolution 88; (ii) distribution of securities subject to the Public Offerings mentioned in "i"; (iii) structuring, issuance, and management of securitized instruments; (iv) structuring, issuance, and management of Tokens; (v) structuring of Structured Funds; (vi) management and fiduciary administration of Structured Funds as-a-service; (vii) rating reports; (ix) fiduciary agent services; (x) collateral agent services; (xi) registration of securities, including book-entry commercial notes; (xii) securities custody; (xiii) escrow account services; (xiv) bank slip issuance; (xv) cross-border remittances; (xvi) loans through non-resident investor accounts; (xvi) legal advisory services within the scope of the Transactions; (xvii) servicing and monitoring of Transactions; and (xviii) private placement offerings ("club deal"). Through the Platform, Users will have access to: (i) Investment Opportunity Disclosure Channel, where basic information about the Transactions is provided, such as: (a) type of asset or security offered/available for investment; (b) term; (c) target or estimated return; and (d) brief description of the Transaction. No Public Offering will be made directly in the Platform environment. When choosing to invest or learn more about an investment opportunity, the User will be directed to the specific environment related to the asset in question, where, depending on the chosen investment, additional registration may be required, in addition to the other form completions required by applicable regulations. The approval and publication of an investment opportunity by the Platform is not an indication or recommendation for investment, and does not mean that Bloxs believes the offered asset will succeed, nor does it mean that Bloxs will bear any responsibility in the event of business discontinuity or failure resulting in the loss of invested funds. The decision to publish or not publish the investment opportunity on the electronic platform is exclusively Bloxs's, and it may decide to authorize or cancel at any time regardless of justification; (ii) Fundraising: the User may register and submit documents relating to a potential Transaction and/or Public Offering they wish to structure with a view to raising funds in the local market. The tool will operate following the methodology described in the Platform's electronic environment: the User must first register the project, providing the information requested by the Platform. After the User submits the documents, Bloxs will carry out the data analysis and validation process. If Bloxs shows interest in the submitted project, the responsible team will contact the User to discuss the next steps, presenting the User with the different Transaction options available. The User is responsible for the accuracy, consistency, quality, and sufficiency of the information provided to Bloxs, and must hold Bloxs harmless from any damages caused by the lack of accuracy, consistency, quality, and sufficiency of such information; (iii) Investments: the investment opportunities offered on the Platform may take the form of Public Offerings of securities, including securities that have undergone a Tokenization process. When the User chooses to learn more about a specific investment opportunity, they will be redirected directly to the webpage where all information about the offered asset will be described. If the selected opportunity refers to a publicly offered security, and therefore subject to CVM regulations, the User may be redirected to a specific regulated environment where the respective Public Offering is being conducted, and will be notified regarding the regulated nature of said Public Offering. Public Offerings may be conducted under CVM Resolution 160, as well as may be conducted in a Participatory Investment Electronic Platform (crowdfunding) environment, under CVM Resolution 88. Users may be subject to additional registration and risk profile requirements, and must also follow the specific procedures necessary to formalize the investment in the respective Public Offerings. (iv) Content Portal: the User will have access to a news portal, articles, and other content related to the world of investments, promoting education and knowledge throughout the Bloxs ecosystem. For the provision of Services, a specific commission will be charged, to be defined between Bloxs and the User at the time of contracting the respective Service. Bloxs is a business group consisting of 6 (six) companies, with distinct and complementary activities, as described below: BLOXS TECH: a company not regulated by the CVM and established with the specific purpose of consolidating Bloxs's information technology operations, given that the group's activities are predominantly virtual and online, and is therefore the holder of all systems, source codes, platforms, licenses, and intellectual property of Bloxs, as well as the activity of publishing content, articles, and news related to the investment market; BLOXS COORDENAÇÃO: a company not regulated by the CVM, dedicated to financial advisory activities for companies with a focus on structured operations for the Capital Market (not including, therefore, securities consulting activities); BLOXS CROWDFUNDING: a company responsible for structuring and intermediating the issuance, by small business companies and by securitization companies not registered with the CVM, of securities, including Tokens representing Securitization Instruments, through a participatory investment electronic platform, under CVM Resolution 88 and other applicable regulations; BLOX ASSET: a duly incorporated and operating company, regulated by the CVM under CVM Resolution No. 21, of February 25, 2021, as amended, responsible for fiduciary administration activities and management of securities portfolios and third-party funds; BLOX SECURITIZADORA E TOKENIZADORA: a company registered with the CVM as a securitization company under category S1, under CVM Resolution No. 60, of December 23, 2021, as amended, responsible for the issuance of Securitization Instruments; and BLOX COORDENADORA: a company registered with the CVM as a coordinator of Public Offerings, under CVM Resolution No. 161, of July 13, 2022, as amended, responsible for the coordination of Public Offerings conducted under CVM Resolution 160. 4. PLATFORM REGISTRATION AND SUITABILITY To access the Platform, in addition to accepting these Terms of Use and the Privacy Policy, the User must register on the Platform by providing the information described in Annex II. Without prejudice to the provision of the information contained in Annex II, to use the Platform, individual Users must: (i) hold a valid CPF/MF; (ii) be over 18 (eighteen) years of age; and (iii) have an address in Brazil. Legal entity Users must: (i) have an administrator or representative registered with the CPF/MF; (ii) hold a valid CNPJ/MF, with headquarters or branch in Brazil; and (iii) have an address in Brazil. The User may also be a department, executive agency, or public entity of a national, regional, local, or supranational government, as well as an investment fund. It is essential that all information provided by the User be truthful, current, and complete. The User may not use fictitious, offensive, and/or altered names, nor will they register on behalf of other person(s). The User undertakes to inform Bloxs, within 10 (ten) days, of any changes that may occur in their registration data, including the possible revocation of a power of attorney, if applicable, and must declare that they are not prohibited from operating in the securities market. The User's login and password are personal and non-transferable and must be kept confidential to prevent access or knowledge by third parties. In this regard, it is the User's responsibility to keep their smartphone, tablet, and/or computer devices properly protected with antivirus tools, and they must not access their account from public computers or from public wi-fi connections and/or third-party devices, and in the latter case, if they do so, they must take all precautions to ensure there are no viruses or tools that allow or could allow the copying of data entered on said device, assuming full and exclusive responsibility for the risks of such conduct and any losses and damages that may be incurred by the User, Bloxs, and/or third parties. If the User becomes aware or suspects that any third party has accessed their login and/or password, or if there is any unauthorized use or access to their account by third parties, the User must immediately access the Platform to change the access password or contact Bloxs at suporte@bloxs.com.br. Without prejudice to the conditions set forth in these Terms of Use, Bloxs, at its sole discretion, reserves the right to refuse any registration request and to suspend or block, temporarily, access or deactivate the User's account, without prior notice and without any charge, penalty, liability, or obligation to compensate, if any of the following cases occur or are suspected: (i) falsity, incorrectness, outdatedness, or incompleteness of the information and documents provided by the User; (ii) total or partial violation of any of the provisions of these Terms of Use, the Privacy Policy, as well as any other document or guidance published by Bloxs and applicable legislation and regulations; (iii) inability to verify the User's identity and/or detection of signs of identity fraud; (iv) any User behavior that, at Bloxs's sole discretion, is or may at any time become incompatible with the Platform's objectives, as well as with civility toward other users and/or that may, in any way, cause harm to third parties, the Platform, and/or Bloxs's image; and (v) a request made by a competent authority. 5. USER RESPONSIBILITIES In addition to the other obligations and responsibilities described herein, by adhering to these Terms of Use, the User assumes full and exclusive responsibility for: (i) Transactions carried out on the Platform using their login and password; (ii) providing and maintaining accurate, correct, precise, truthful, current, complete, and sufficient information, holding Bloxs harmless from any damages that the User or third parties may incur due to the provision of inaccurate, incorrect, imprecise, false, outdated, incomplete, and/or insufficient information; (iii) maintaining the confidentiality of Platform access credentials; (iv) assuming the risks involved in their use of the Platform, including any risks arising from investing in assets and securities subject to a Public Offering, which shall be duly disclosed to the User prior to the respective subscription and payment, and the User must have full capacity and competence to carry out the Transactions; (v) adopting good practices when creating an access password; (vi) not sharing data with third parties, such as logins and passwords, and using strong passwords; (vii) logging out of the Platform at the end of their session; (viii) not using the Platform on computers or public access networks; and (ix) keeping the operating system and antivirus updated. By adhering to these Terms of Use, the User acknowledges that Bloxs is a company located in Brazil and is therefore subject to the laws and regulations applicable in Brazil. Likewise, Public Offerings are subject to specific regulations issued by the CVM. Regardless of Users' obligations, Bloxs reserves the right, at its sole discretion, to restrict and/or block certain transactions on the Platform, depending on the User's jurisdiction. 6. COPYRIGHT AND INTELLECTUAL PROPERTY The commercial exploitation of the name, designs, and expression "Bloxs" as a trade name, trademark, or domain name, as well as content, infographics, articles, columns, widgets, programs, databases, documents, and other utilities are the property of Bloxs Group and are protected by all applicable laws and treaties. Total or partial reproduction of the content highlighted in the item above is prohibited. If the User wishes to use any of this content, they must contact Bloxs before doing so, under penalty of criminal and civil sanctions. The Platform, all its components, source codes, derivatives, and accessories are the property of Bloxs Tech, and are protected by international intellectual property treaties, Law No. 9,609 (Software Law), Law No. 9,610 (Copyright Law), as amended, both of February 19, 1998, and current legislation on copyright and software. The User's use of the Services within the Platform does not imply the assignment or transfer to the User or to any third parties of any intellectual property rights of Bloxs. By adhering to these Terms of Use, the User undertakes to refrain from copying, adapting, distributing, reproducing, translating, disassembling, breaking down, decoding, creating, reverse engineering, as well as any other activity with the purpose of copying the Platform's source code. 7. CONFIDENTIALITY Bloxs acknowledges that some information submitted or entered by Users within the scope of the Platform constitutes Confidential Information, which is why it must be treated with the strictest confidentiality, undertaking not to disclose it to third parties without the User's express written authorization. The User, in turn, by adhering to these Terms of Use, undertakes, on their own behalf and on behalf of their agents, collaborators, officers, and employees, as applicable, to maintain complete and absolute secrecy regarding the Confidential Information. The User may not, nor permit any member of their staff, as applicable, to reproduce, disclose, reveal, or make known to third parties any type of Confidential Information that they may become aware of, under the penalties of applicable legislation, with the User being liable for any violations of such confidentiality, except in the cases authorized herein. For purposes of these Terms of Use, "Confidential Information" means any and all information of a technical, strategic, operational, commercial nature and other information related to Intellectual Property Rights, financial or market information, which must be characterized as the User's trade secret and which, by its nature, is not or should not be known to third parties, including, but not limited to: (i) documents relating to economic, financial, investment, fundraising, marketing, customer strategies and respective information, stored in any form, including digitized; (ii) product and service development methodologies and tools developed by the Parties; (iii) values and information of an operational, financial, administrative, accounting, and legal nature; and (iv) other documents and information possibly acquired during the provision of Services. Also considered "Confidential Information" is all information that the Platform classifies as such before the User, including, but not limited to, information provided to potential investors within the scope of feasibility consultations for the conduct of Public Offerings, under CVM Resolution 160. Information shall not be considered Confidential if it: (i) is or becomes public domain without breach of the confidentiality obligation set forth in this Chapter; (ii) was already known to the recipient at the time of such disclosure; or (iii) is lawfully received from third parties who are not, in any way, subject to any confidentiality obligation to the User or the Platform. The confidentiality obligations set forth in this Chapter 7 shall remain in force for a period of 5 (five) years after the termination of the respective Services or the cancellation of the User's registration. 8. PERSONAL DATA PROTECTION The Platform's Privacy Policy, which aims to govern the processing of personal data of Users entered on the Platform, is available at: https://bloxs.com.br/pt-BR/politica-de-privacidade. The User authorizes Bloxs to process confidential registration information and any other information provided by the User, in accordance with the terms of the Privacy Policy, and the User's personal and sensitive data will be processed securely, protected from unauthorized or unlawful processing and against accidental loss, destruction, or damage, by adopting appropriate technical or organizational measures. Furthermore, if required by law or competent authority: (i) to comply with a legal procedure, including, without limitation, civil and criminal subpoenas, court orders, or other mandatory disclosures; (ii) to enforce these Terms of Use; (iii) to respond to claims of infringement of third-party rights, whether or not the third party is a User, an individual, or a government body; and (iv) to protect the rights, property, or safety of Bloxs, the Platform, the services, our Users, or the general public, including for the purpose of collecting any amounts due and unpaid. The disclosure of User information to third parties, except where necessary for User support, for the administration of these Terms of Use, or for compliance with legal requirements, is addressed in the Privacy Policy. The User authorizes Bloxs to share all their data stored on the Platform, as well as any other information provided during the use of the Services, among the companies of the Bloxs Group itself. 9. DISCLAIMER OF LIABILITY OF BLOXS Bloxs is not responsible for any damage, loss, or harm to the User's equipment caused by failures in its Platform, server, or on the internet, resulting from the conduct of third parties. Bloxs shall also not be responsible for any virus that may attack the User's equipment as a result of accessing, using, or browsing the internet or as a consequence of data transfer between Users and third parties. The contracting of Services and the analysis of the risks associated with them are the full responsibility of the Users. Bloxs is also not liable for any losses resulting from default by Users or third parties in the context of the Transactions. Users may not attribute to Bloxs any liability nor demand the payment of compensation for losses arising from technical difficulties or failures in the provision of services involved in the operation of the Platform, such as the supply of electricity and telecommunications. The Platform may occasionally be unavailable due to technical issues or internet failures, or due to any other fortuitous event or force majeure beyond Bloxs's control. Additionally, Bloxs is not responsible for losses, whether of opportunities, material or non-material damages, losses, lost profits, compensation, and/or reparations of any other nature that may be incurred by users due to: (i) opportunities published on the Platform; (ii) losses in available opportunities; (iii) any technical and/or operational failure or unavailability occurring on the website, Application, and/or Platform, including services provided by third parties; (iv) external influence or the installation, on equipment used by the User, of malicious software, including, but not limited to, viruses, trojans, malware, worms, bots, backdoors, spyware, rootkits; (v) events defined by applicable legislation as fortuitous events or force majeure; (vi) all and any acts or omissions performed by you based on your access to the website, application, and/or Platform; and (vii) the repair of all and any losses and damages incurred by Bloxs, another user, or any third party arising from the activity carried out by the User on the website, application, and/or Platform, including, without limitation, those arising from violation of any rights of other users or third parties, related to asset buying and selling transactions, Bloxs's intellectual property rights, or the provisions of these Terms of Use and our Privacy Policy. 10. MODIFICATIONS TO THE TERMS OF USE Bloxs may amend these Terms of Use at any time, with a view to their improvement and the enhancement of the services provided. Amendments to the Terms of Use will take effect 5 (five) business days after their publication on the Platform. Within 5 (five) business days from the date of publication of the amendments, the User may express, by email or through the Platform, their disagreement with the changes, in which case their adherence to these Terms of Use shall be deemed terminated and their access to the Platform cancelled, with no right to compensation for the User. The termination of adherence to these Terms of Use does not entail the termination of the Transactions that the User has entered into with third parties through the Platform and that are in force, and all obligations assumed must be fully fulfilled. The User's failure to express disagreement within the period stipulated herein shall be deemed tacit acceptance of the new Terms of Use. The amendments shall not apply to Transactions already initiated at the time of their publication, which shall be governed by the Terms of Use as worded prior to the published amendments, except for amendments required by laws and regulations that require different conduct from Bloxs. 11. FINAL PROVISIONS All items of these Terms of Use are governed by the laws in force in the Federative Republic of Brazil. The rights of each Party set forth in these Terms of Use: (i) are cumulative with other rights provided by law, unless expressly excluded by them; and (ii) may only be waived in writing and specifically. The total or partial non-exercise of any right arising from these Terms of Use shall not imply novation of the obligation or waiver of the respective right by its holder. The eventual invalidity and/or ineffectiveness of one or more clauses of these Terms of Use shall not affect its other provisions. Communications shall be deemed delivered when received under protocol, with an email "acknowledgment of receipt." Users must keep their registration data always updated on the Platform. If one or more provisions contained herein are found to be invalid, illegal, or unenforceable in any respect under applicable law, the validity, legality, and enforceability of the remaining provisions shall not be affected or impaired in any way. Bloxs's or the Users' tolerance or leniency regarding the rights, duties, and obligations set forth in these Terms of Use shall not imply novation, extinction, or modification of any of the rights, duties, and obligations assumed herein. These Terms of Use are valid between Bloxs and its Users, as well as their respective successors under any title. The courts of the District of São Paulo, State of São Paulo, are elected as the sole competent venue to resolve any dispute or controversy arising from or related to these Terms of Use or the provision of services by Bloxs. (This Annex is an integral part of the Bloxs Platform Terms and Conditions of Use) ANNEX I – GLOSSARY Bloxs or Bloxs Group The companies that make up the Bloxs economic group, namely: (i) Bloxs Asset; (ii) Bloxs Capital; (iii) Bloxs Coordenadora; (iv) Bloxs Crowdfunding; (v) Bloxs Securitizadora e Tokenizadora; and (vi) Bloxs Tech. Bloxs Asset BLOXS ASSET GESTÃO DE RECURSOS LTDA., a limited liability company, registered with the CNPJ/MF under No. 28.038.617/0001-15, headquartered at Rua Arthur de Azevedo Machado, No. 1,225, Civil Towers Building, Cirrus Tower, suite 1,503, in the city of Salvador, State of Bahia, ZIP Code 41760-000, duly authorized by the CVM to operate as a participatory investment electronic platform. Bloxs Coordenação BLOX COORDENAÇÃO LTDA., a limited liability company, registered with the CNPJ/MF under No. 41.847.533/0001-90, headquartered at Rua Cardeal Arcoverde, No. 1,641, suite 54, in the city of São Paulo, State of São Paulo, ZIP Code 05407-002, duly authorized by the CVM to operate as a coordinator of public offerings of securities. Bloxs Crowdfunding BLOXS CAPITAL MARKETS SOLUTIONS LTDA., a limited liability company, registered with the CNPJ/MF under No. 29.131.261/0001-22, headquartered at Rua Arthur de Azevedo Machado, No. 1,225, Civil Towers Building, Cirrus Tower, suite 1,503, in the city of Salvador, State of Bahia, ZIP Code 41760-000, duly authorized by the CVM to operate as a participatory investment electronic platform. Bloxs Securitizadora e Tokenizadora BLOXS SECURITIZADORA E TOKENIZADORA S.A., a securitization company registered with the CVM under category S1, registered with the CNPJ/MF under No. 54.729.707/0001-62, headquartered at Rua Cardeal Arcoverde, No. 1,641, suites 61 and 62, in the city of São Paulo, State of São Paulo, ZIP Code 05407-002. Bloxs Tech BLOXS TECH DESENVOLVEDORA DE PROGRAMAS LTDA., a limited liability company, registered with the CNPJ/MF under No. 47.594.535/0001-00, headquartered at Avenida Brigadeiro Faria Lima, No. 2369, suite 1102, Jardim Paulistano, in the city of São Paulo, State of São Paulo, ZIP Code 01.452-922. CNPJ/MF Means the Corporate Taxpayer Registry of the Ministry of Finance. CPF/MF Means the Individual Taxpayer Registry of the Ministry of Finance. CVM Means the Brazilian Securities and Exchange Commission (Comissão de Valores Mobiliários). Company Means the legal entity that wishes to raise funds through a Transaction. Structured Funds Are the investment funds governed by Normative Annexes II, III, IV, and VI of CVM Resolution 175, namely: credit rights investment funds, real estate investment funds, private equity funds, and agribusiness production chain investment funds. Confidential Information Has the meaning attributed to it in Chapter 7 above. Investor Means any and all Users who make an investment in Transactions within the scope of the Platform. Public Offering Means any and all public offerings of securities conducted under CVM Resolution 88 or CVM Resolution 160. Transaction Means any and all transactions involving the buying and selling of assets and other securities, including those subject to a Public Offering. Platform Means the Bloxs platform, accessible through an electronic address or a mobile application, through which the Services are provided. Approved Service Providers Means service providers, including regulated entities whose participation is required for the execution of Transactions, as well as first-tier legal advisors capable of providing advisory services for any of the Transactions. CVM Resolution 88 Means CVM Resolution No. 88, of April 27, 2022, as amended. CVM Resolution 160 Means CVM Resolution No. 160, of July 13, 2022, as amended. Services Has the meaning attributed to it in Chapter 2 above. Terms of Use Means the "Platform Terms and Conditions of Use." Tokenization Means the process of creating Tokens. Tokens Means digital assets created through distributed ledger technologies that are representative of other assets or securities. User Means any and all users of the Platform who have adhered to these Terms of Use. (This Annex is an integral part of the Bloxs Platform Terms and Conditions of Use) ANNEX II – INFORMATION REQUIRED FOR USER REGISTRATION For individual Users: (i) full name; (ii) date of birth; (iii) place of birth; (iv) nationality; (v) marital status; (vi) mother's name; (vii) identification document number and issuing authority; (viii) CPF/MF registration number; (ix) name and respective CPF/MF number of the spouse or domestic partner, if applicable (if the User operates in the regulated securities market); (x) place of residence (street address, complement, neighborhood, city, state, and ZIP code) and telephone number; (xi) email address for correspondence; (xii) professional occupation; (xiii) name of the entity, with respective CNPJ registration, for which they work, where applicable (if the User operates in the regulated securities market); (xiv) updated information on income and financial situation; (xv) whether the User operates on behalf of third parties, in the case of investment fund and managed portfolio managers; (xvi) whether the User authorizes or not the transmission of orders by proxy (if the User operates in the regulated securities market); (xvii) place of residence of attorneys-in-fact, if any, as well as registration indicating whether they are considered politically exposed persons under applicable regulations (if the User operates in the regulated securities market); (xviii) qualifications of attorneys-in-fact and description of their powers, if any (if the User operates in the regulated securities market); (xix) dates of registration updates; (xx) client's signature, in accordance with applicable regulations; (xxi) whether the client is considered a politically exposed person under applicable regulations; (xxii) copies of the following documents: (a) identity document; and (b) proof of residence or domicile; and (xxiii) copies of the following documents, if applicable: (a) power of attorney; and (b) identity documents of attorneys-in-fact and their respective CPF/MF registration numbers. For legal entity Users (except legal entities with securities issued by them admitted to trading on an organized market): (i) corporate name or trade name; (ii) names and CPF/MF of direct controllers, or corporate name and CNPJ of direct controllers, indicating whether they are politically exposed persons; (iii) names and CPF/MF of administrators; (iv) names and CPF/MF of attorneys-in-fact, if applicable; (v) CNPJ/MF registration; (vi) full address (street address, complement, neighborhood, city, state, and ZIP code); (vii) telephone number; (viii) email address for correspondence; (ix) updated information on average monthly revenue for the last 12 (twelve) months and the respective financial situation; (x) corporate name or trade name, as well as respective CNPJ/MF of controlling, controlled, or affiliated legal entities, where applicable, noting that if the controlling, controlled, or affiliated entity is domiciled or headquartered abroad and does not have a CNPJ/MF in Brazil, the corporate name and identification or registration number in its country of origin must be provided (if the User operates in the regulated securities market); (xi) whether the User operates on behalf of third parties, in the case of investment fund and managed portfolio managers; (xii) whether the User authorizes or not the transmission of orders by representative or attorney-in-fact; (xiii) qualifications of representatives or attorneys-in-fact, if applicable, and description of their powers; (xiv) dates of registration updates; (xv) client's signature, in accordance with applicable regulations; (xvi) copies of the following documents: (a) duly updated constitutive document of the legal entity, registered with the competent authority; and (b) corporate acts indicating the administrators of the legal entity, if applicable; (xvii) copies of the following documents, if applicable: (a) power of attorney; and (b) identity documents of attorneys-in-fact and their respective CPF/MF registration numbers; and (xviii) full address of attorneys-in-fact, if any, as well as registration indicating whether they are considered politically exposed persons, if applicable, under applicable regulations (if the User operates in the regulated securities market); For legal entity Users with securities issued by them admitted to trading on an organized market: (i) corporate name or trade name; (ii) names and CPF/MF numbers of their administrators; (iii) CNPJ/MF registration; (iv) full address (street address, complement, neighborhood, city, state, and ZIP code); (v) telephone number; (vi) email address for correspondence; (vii) dates of registration updates; and (viii) User's agreement with the information. For investment funds registered with the CVM: (i) name; (ii) CNPJ/MF registration; (iii) complete identification of their fiduciary administrator and manager, under the items above, as applicable; and (iv) dates of registration updates. For all other cases not specifically addressed above: (i) complete identification of Users, under the items above, as applicable; (ii) complete identification of their representatives and administrators, as applicable; (iii) updated information on the financial and asset situation; (iv) whether the User operates on behalf of third parties, in the case of investment fund and managed portfolio administrators; (v) dates of registration updates; and (vi) User's signature, in accordance with applicable regulations. If the User is a non-resident investor, as defined by applicable regulations, in addition to the items above, the following may be requested: (i) names and respective CPF/MF numbers of individuals authorized to issue orders in Brazil and, as applicable, the administrators of the institution or those responsible for portfolio management; and (ii) names and respective CPF/MF numbers of the legal representative and the person responsible for the custody of their securities in Brazil.
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